Alabama Public Service Commission

Orders

 

 

 

 

 

ALABAMA POWER COMPANY,

 

            Petitioner

 

 

PETITION:  For approval of Rate Rider RE (“Renewable Energy”)

 

INFORMAL DOCKET U-4485

 

 

ORDER

 

BY THE COMMISSION:

 

I.  Introduction and Background

            On March 26, 2003, Alabama Power Company (“Alabama Power”) filed with the Commission a proposed new residential rate rider called Rate Rider RE (also referred to herein as “Renewable Energy” or “RE”).[1]  Said filing was made pursuant to §37-1-81 of the Code of Alabama, 1975, as amended.

            The proposed Rate Rider RE would provide an option for residential customers who want to support the generation of electric power from renewable resources.  Customers subscribing to RE would purchase an “energy block” equivalent to 100 kwh per month and pay a monthly adder of $6.00 per block.  This monthly amount would be in addition to the rates, terms, and conditions of other rate schedules under which the customers in question are already being served.  Customers would be able to elect to purchase more than one block, but total participation in the program would be limited to 25,500 blocks per year, at present. Subscriptions to RE would be for an initial term of 12 months with an automatic renewal provision.

II.  The Intervention of the Southern Alliance for Clean Energy

 

            On April 22, 2003, the Southern Alliance for Clean Energy (“Southern Alliance”) filed a Petition for Leave to Intervene in the RE filing of Alabama Power.  Southern Alliance represents that it is a nonprofit Tennessee corporation whose purposes include the performance of educational research and programs concerning the environment, public health, and economic impacts of energy use and policy in the Southeast.  Southern Alliance maintains that its purposes also include advocacy for energy plans, policies and systems that best serve the environmental, public health and economic interests of the communities in the Southeast.

            Southern Alliance asserts that some of its members are located in the State of Alabama and include ratepayers of Alabama Power.  Southern Alliance represents that it and its members have a financial interest in the rates they pay for electricity, as well as a direct interest in the methods by which the Commission establishes policy and rates.  Southern Alliance further represents that it and its members have a direct interest in rate design and other policies as they affect renewable energy and the economic vitality and environmental health of the State of Alabama.

            Southern Alliance contends that because its members in Alabama who are Alabama Power customers would have the opportunity to purchase power pursuant to the proposed Rate Rider RE, Southern Alliance and its membership are “affected” by the proposed Rate Rider RE and have a right to intervene.  In fact, Southern Alliance maintains that its Alabama members are among the most likely purchasers and potential supporters of Rate Rider RE.

            Southern Alliance also represents that it and its members are afforded a right to intervene pursuant to the PURPA[2] guidelines found at 16 U.S.C. §2631 which provide in part that “…any electric consumer of an affected utility may intervene and participate as a matter of right in any ratemaking proceeding or other appropriate regulatory proceeding relating to rates or rate design which is conducted by a state regulatory authority…”  Southern Alliance asserts that Rate Rider RE clearly involves rate issues which would justify the intervention of its membership pursuant to the PURPA guidelines.

            Southern Alliance also alleges that Alabama Power has not provided sufficient information concerning its Rate Rider RE to allow the Commission to determine the reasonableness of the Rider.  Southern Alliance represents that its intervention would allow for the gathering of more information from Alabama Power through discovery requests and other means.

            Southern Alliance maintains that it has particular expertise concerning green power pricing programs and would be able to provide the Commission with information that would be helpful in the Commission’s consideration of Alabama Power’s Rate Rider RE.  Southern Alliance represents that it has been the primary public interest organization in the Southeast promoting and facilitating Center for Resource Solutions (“CRS”) green power pricing accreditation criteria processes.  Southern Alliance asserts that CRS is the national leader in green power accreditation and notes that CRS accreditation criteria has been adopted in the Southeastern states of Georgia, North Carolina, South Carolina and Tennessee.  Southern Alliance explains that the CRS accreditation criteria include environmental as well as consumer protection criteria.  Southern Alliance represents that one consumer protection concern addressed by the criteria is the question of whether utilities generating revenue through a green power pricing program are doing so with green power that has already been acquired with other revenue.

III.  The Opposition of Alabama Power to Southern Alliance’s Intervention

 

            On May 1, 2003, Alabama Power submitted its objection to the Petition to Intervene filed by Southern Alliance.  Alabama Power points out that the right to intervene and become a party to a proceeding before the Commission is set forth in Code §37-1-87 which provides in pertinent part that “[e]very person, firm, corporation, co-partnership, association, or organization affected thereby may by petition intervene and become a party to any proceeding before the [C]ommission.”  Alabama Power notes that pursuant to the longstanding case law in Alabama, a person or entity seeking to intervene in a proceeding before the Commission must demonstrate a personal interest in the subject matter of the proceeding and not merely a public interest.[3]

            Alabama Power also points out that in prior proceedings before the Commission, the scope of Code §37-1-87 has been considered in the context of petitions similar to that filed by Southern Alliance in the present proceeding.  Alabama Power notes that the Commission long ago determined that entities such as Southern Alliance could intervene on behalf of definitively named customers of a utility, but not on behalf of unnamed “similarly situated” individuals.[4]  According to Alabama Power, the Commission also determined that the Commission could not allow any entity to represent other persons, entities, or groups of persons before the Commission without express statutory authority to do so.[5]

            Given the aforementioned precedent of the Commission, Alabama Power maintains that the petition filed by Southern Alliance fails to satisfy the requirements for intervention under Alabama law.  Alabama Power argues that the petition of Southern Alliance fails to demonstrate that the unnamed members of its organization who are alleged to be customers of Alabama Power are even aware of the actions of Southern Alliance.  Alabama Power further asserts that even if the unnamed members of Southern Alliance are identified, Southern Alliance can not act on their behalf in a representative capacity and such individuals will have to seek intervenor status on an individual basis.  Alabama Power also notes that Rate RE is entirely optional and thus no retail customer is directly affected by its terms and conditions unless they affirmatively choose to subscribe to said rate.

            Alabama Power also addresses Southern Alliance’s claim to a federal statutory right of intervention pursuant to PURPA.  Alabama Power maintains that the PURPA provision referenced by Southern Alliance has been quoted out of context and does not stand for the suggested proposition that federal law affords a right of intervention in any and all state regulatory proceedings related to rates or rate design.  Alabama Power asserts that the field of operation of the PURPA statute cited by Southern Alliance is limited to the initiation of, and participation in, state consideration of the various standards set forth in Subtitle B of PURPA[6] which were addressed by this Commission years ago in Docket 17752.  Alabama Power maintains that even if the referenced provision is still viable, Southern Alliance is not an “electric consumer” of Alabama Power as specifically required thereunder, and thus Southern Alliance’s PURPA-based argument is misplaced.

            Alabama Power notes that despite its objections to Southern Alliance’s Petition to Intervene, the company is certainly willing to meet with representatives of Southern Alliance to consider their comments and suggestions regarding Rate Rider RE.  Alabama Power again asserts, however, that Southern Alliance’s interest in Rate Rider RE is not sufficient to support a formal intervention under Alabama law.

VI.  The Attorney General of Alabama’s Petition to Intervene

            On May 5, 2003, the Attorney General of Alabama (the “Attorney General”) filed a Petition to Intervene in this cause.  The Attorney General did not raise any substantive issues concerning Alabama Power’s Rate Rider RE, but did express concerns regarding the Commission’s interpretation of Code §37-1-87 and the standards established by the Commission for determining when entities or individuals interested in intervening in Commission proceedings are “affected” thereby.  The Attorney General urged the Commission to institute proceedings to reassess and clarify the Commission’s position on this issue in light of the current regulatory environment.

V.  The Petition to Intervene of the Alabama Environmental Council, Inc.

            Following the conclusion of the May 6, 2003 monthly meeting of the Commission at which this matter was formally addressed, the Commission received a Petition to Intervene in this matter from the Alabama Environmental Council, Inc. (“AEC”).  AEC raised essentially the same issues that were raised by Southern Alliance, but further alleged that AEC and its members are ratepayers of Alabama Power.

VI.  Discussion

 

            Alabama Power is correct in pointing out that the Supreme Court of Alabama has long held that a party attempting to intervene pursuant to Code §37-1-87 must demonstrate that it has a “personal interest in the subject matter, and not a mere public interest in common with the general public.”[7]  In the present case, Southern Alliance maintains that it has Alabama members who are customers of Alabama Power, but none of those individuals are identified.  Further, it is unclear as to whether those Alabama consumers who are allegedly members of Southern Alliance have knowledge of Southern Alliance’s intervention in Alabama Power’s Rate Rider RE.  Given those fatal deficiencies in Southern Alliance’s Petition to Intervene, a ruling granting Southern Alliance’s Petition would be contrary to Alabama law as well as the precedent of this Commission as cited by Alabama Power.  Alabama Power’s arguments in this regard are further supported by the fact that Rate Rider RE is a purely optional rider requiring the affirmative election of Alabama Power customers.  We accordingly conclude that Southern Alliance failed to satisfactorily demonstrate that it would be “affected” by the proposed Rate Rider RE as required by Code §37-1-87.

            With respect to Southern Alliance’s claim of a federal right to intervention, Alabama Power is correct in pointing out that the matters under consideration herein are far afield from the considerations envisioned by the requirements of PURPA.  Further, it has not been conclusively established that Southern Alliance or any of its members are customers of Alabama Power.  Accordingly, there does not appear to be a federal right to intervention in this proceeding as claimed by Southern Alliance.

            It should also be noted that Southern Alliance did not specifically request that a hearing be established to consider Rate Rider RE.  Even if such a specific request had been made, staff from the Legal and Energy Divisions believe that the very limited substantive arguments raised in Southern Alliance’s Petition to Intervene have already been sufficiently considered and addressed by the staff.  In particular, staff from the Energy Division engaged in extensive discussions with Alabama Power regarding the costs which were relied upon by Alabama Power in establishing the proposed rate for Rate Rider RE.  Staff from the Legal and Energy Divisions has accordingly concluded from such review that the proposed rate of $6.00 for each 100 kwh “block” of green power proposed by Alabama Power is just, reasonable and appropriate.

            Staff from the Energy Division also considered Southern Alliance’s concern that Alabama Power could derive revenue through its green power program from green power that has already been acquired with other revenue.  In particular, staff from the Energy Division has recommended the development of monthly accounting reports which will insure that the green power actually purchased by customers of Alabama Power matches up with the amount of green power actually provided.  Additionally, fuel audits, site visits and trending analysis of Alabama Power’s bio-mass burning records will reasonably insure that there is no “double-dipping” by Alabama Power with respect to its green power program.  The Legal Division concurs with the Energy Division’s conclusion that such measures will reasonably alleviate the concerns raised by Southern Alliance with respect to “double-dipping”.

            With respect to the accounting treatment and reporting for Rate Rider RE, we concur with recommendations of staff from the Commission’s Energy, Legal and Advisory Divisions that the Company shall:  (1)  maintain separate and readily available accounting records; (2)  provide both a monthly and annual accounting summary of the RE program; and (3)  to the extent necessary, alleviate any over or under-recovered amounts through adjustments to the Rate Rider RE program.  It is our position that such independent treatment of Rate Rider RE will insure that said rate remains self-supported and is not subsidized by the other ratepayers of Alabama Power.  Such treatment will also insure that the green power consumers do not subsidize other customers of Alabama Power.

            With respect to the intervention of the Attorney General of Alabama, we concur that there should be a review of the Commission’s interpretation of Code §37-1-87 and the standards relied upon to determine when Intervenors are “affected” by matters before the Commission.  Accordingly, we grant the Attorney General’s Petition to Intervene.  We do not, however, believe that this Docket is the appropriate vehicle to conduct an investigation into our interpretation and implementation of Code §37-1-87. We will establish a separate Docket to engage in that analysis.

            We further note that the Petition to Intervene filed by the Alabama Environmental Council, Inc. was not timely filed.  In fact, said Petition was not filed with the Commission until after the formal vote approving Rate Rider RE had already been entered.  We accordingly deny AEC’S Petition to Intervene as being untimely.

            IT IS, THEREFORE, ORDERED BY THE COMMISSION, That Rate Rider RE is hereby approved subject to the terms and conditions discussed in more detail above.  Said Rider is accepted and approved for billings beginning May, 2003 and thereafter in accordance with its terms.

            IT IS FURTHER ORDERED BY THE COMMISSION, That the Petition to Intervene filed by the Southern Alliance for Clean Energy is hereby denied due to a lack of standing.

            IT IS FURTHER ORDERED BY THE COMMISSION, That the Petition to Intervene filed by the Attorney General of Alabama is hereby granted.  A separate proceeding addressing the Commission’s interpretation and implementation of Code of Alabama, 1975 §37-1-87 will be established by the Commission.

            IT IS FURTHER ORDERED BY THE COMMISSION, That the Petition to Intervene filed by the Alabama Environmental Council, Inc. is hereby denied as untimely.

            IT IS FURTHER ORDERED BY THE COMMISSION, That jurisdiction in this cause is hereby retained for the issuance of any further order or orders as may appear to be just and reasonable in the premises.

            IT IS FURTHER ORDERED, That this Order shall be effective as of the date hereof.


            DONE at Montgomery, Alabama, this 12th day of May, 2003.

ALABAMA PUBLIC SERVICE COMMISSION

 

 

 

Jim Sullivan, President

 

 

 

Jan Cook, Commissioner

 

 

 

George C. Wallace, Jr., Commissioner

 

 

ATTEST: A True Copy

 

 

 

 

Walter L. Thomas, Jr., Secretary

 

 

 

 

 

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[1] Because of its renewable nature, said rate is occasionally referred to herein as a “green rate”.

[2] The Public Utility Regulatory Policies Act of 1978.

[3] Alabama Power Objection at Page 1, Citing M.W. Smith Lumber Co. v. Alabama Public Service Commission, 247 Ala. 318, 24 So. 2d 409 (1946).

[4] Id., Citing A.P.S.C. Dockets 17667 and 18416.

[5] Id.

[6] See 16 U.S.C. §2621 et seq.

[7] See M.W. Smith Lumber Company.